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James Vaughn Of Raymond James & Associates, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is James Vaughn of Raymond James & Associates, Inc.?

James Vaughn (CRD #1947750) who is currently registered with Raymond James & Associates, Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations.

James Vaughn Customer Complaint

James Vaughn has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were clients accounts were mismanaged. James Vaughn’s customer complaint was denied and, to date, the customers have not taken any further action.

James Vaughn Red Flags & Your Rights As An Investor

Of course, James Vaughn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vaughn at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Vaughn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To James Vaughn

If you have questions about Raymond James & Associates, Inc. and/or James Vaughn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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