DID JAMES DAVID VANDENBURG CAUSE YOU INVESTMENT LOSSES?
James Vandenburg Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is James Vandenburg of Cambridge Investment Research?
James Vandenburg (CRD #6463658) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Des Moines, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, James Vandenburg was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Vandenburg Customer Complaint
James Vandenburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged that the representative did not disclose and inform her about the tax impact of accepting an enhanced surrender offer related to an annuity contract. The client demanded to be paid the taxes she incurred. James Vandenburg’s customer complaint was denied and, to date, the customer has not taken any further action.
James Vandenburg Red Flags & Your Rights As An Investor
Of course, James Vandenburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vandenburg at Cambridge Investment Research, Cambridge Investment Research Advisors, and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Vandenburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To James Vandenburg
If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Voya Financial Advisors, and/or James Vandenburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.