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James Stottlemyre Formerly With LPL Financial And Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is James Stottlemyre formerly with LPL Financial?

James Stottlemyre (CRD #4996744) who was formerly registered with LPL Financial and located in Kennewick, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Stottlemyre was associated with Cetera Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Stottlemyre Customer Complaint

James Stottlemyre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of contract, violation of Washington securities law, suitability, breach of fiduciary duty, professional negligence. James Stottlemyre’s customer complaint was settled in favor of the investors.

James Stottlemyre Red Flags & Your Rights As An Investor

Of course, James Stottlemyre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stottlemyre at LPL Financial and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether James Stottlemyre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To James Stottlemyre

If you have questions about LPL Financial, Cetera Investment Services, and/or James Stottlemyre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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