DID JAMES SEAN LEBARON CAUSE YOU INVESTMENT LOSSES?
James Lebaron Of Stifel Nicolaus & Company And Formerly With Janney Montgomery Scott Has 2 Customer Complaints For Alleged Broker Misconduct
Who is James Lebaron of Stifel Nicolaus & Company?
James Lebaron (CRD #2308025) who is currently registered with Stifel Nicolaus & Company and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, James Lebaron was associated with Janney Montgomery Scott and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
James Lebaron Customer Complaints
James Lebaron has been the subject of 2 customer complaints that we know about. One of James Lebaron’s 2 customer complaints was settled in favor of investors. One of James Lebaron’s customer complaints was denied and, to date, the customer has not taken any further action.
Allegations Against James Lebaron
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimants alleged that unsuitable investments were made in their accounts by James Lebaron.
- Customer alleged that an investment made in Reignmaker Communications by James Lebaron was unsuitable.
James Lebaron Red Flags & Your Rights As An Investor
Of course, James Lebaron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lebaron at Stifel Nicolaus & Company and Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether James Lebaron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company and Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To James Lebaron
If you have questions about Stifel Nicolaus & Company, Janney Montgomery Scott, and/or James Lebaron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.