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James Korzik Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is James Korzik formerly with Ameriprise Financial Services?

James Korzik (CRD #5137395) who was formerly registered with Ameriprise Financial Services and located in Little Falls, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

James Korzik Customer Complaint

James Korzik has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the individual respondents breached their fiduciary duty related to the management of claimants’ accounts, alleging that claimants’ accounts were not appropriately diversified, that the accounts were not appropriately monitored, and that one or both of the individual respondents engaged in authorized trading. The customer complaint filed against James Korzik’s former employer Ameriprise Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

James Korzik Red Flags & Your Rights As An Investor

Of course, James Korzik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Korzik at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether James Korzik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To James Korzik

If you have questions about Ameriprise Financial Services and/or James Korzik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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