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James Kar Of Principal Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is James Kar of Principal Securities?

James Kar (CRD #1686774) who is currently registered with Principal Securities and located in Miramar, Florida is a subject of one of our many securities industry sales practice abuse investigations.

James Kar Customer Complaints

James Kar has been the subject of 2 customer complaints that we know about. One of James Kar’s 2 customer complaints was settled in favor of investors. One of James Kar’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against James Kar

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged they suffered losses as a result of relying on the recommendations of James Kar into REITs and Universal life policies.
  • Clients alleged James Kar’s failure to make suitable investment recommendations based on their stated risk tolerance.

James Kar Red Flags & Your Rights As An Investor

Of course, James Kar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kar at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether James Kar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Principal Securities Due To James Kar

If you have questions about Principal Securities and/or James Kar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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