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James Lester Hager Jr of Securities America And Formerly with Woodbury Financial Services Has 2 Customer Complaints for Alleged Broker Misconduct

Who is James L. Hager Jr of Securities America?

James Hager (CRD #2892679) who is currently registered with Securities America and located in Cary, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Securities America, James Hager was associated with Woodbury Financial Services and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

James Hager Customer Complaints

In his career, James Hager has been the subject of at least two customer complaints that we know about. One of James Hager’s customers’ complaints was denied and the customers did not take any further action.

There is currently one pending customer complaint filed against James Hager’s former employer Woodbury Financial Services for investment losses caused by his alleged misconduct.

Allegations Against James Hager  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, breach of contract, negligence, negligent supervision with regard to the sale of REITs allegedly made by James Hager.
  • James Hager misrepresented the features and benefits of an Allianz Annuity.

James Hager Red Flags & Your Rights as an Investor

Of course, James Hager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Hager at Securities America, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Hager has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Securities America, Inc. and Woodbury Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Securities America, Inc.  

If you have questions about Securities America, Inc., Woodbury Financial Services, Inc., and/or James Hager and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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