DID JAMES MICHAEL ANDERSON CAUSE YOU INVESTMENT LOSSES?
James Anderson Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct
Who is James Anderson of Northwestern Mutual Investment Services?
James Anderson (CRD #4280008) who is currently registered with Northwestern Mutual Investment Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
James Anderson Customer Complaint
James Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the fixed deferred annuity he purchased is unsuitable and that the representative did not inform of the limitations and restrictions, including the illiquid nature of the product, at the time of sale. James Anderson’s customer complaint was denied and the customers did not take any further action.
James Anderson Red Flags & Your Rights As An Investor
Of course, James Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Anderson at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether James Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To James Anderson
If you have questions about Northwestern Mutual Investment Services and/or James Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.