DID HUI LIU CAUSE YOU INVESTMENT LOSSES?
Hui Liu Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Hui Liu of MML Investors Services?
Hui Liu (CRD #5478774) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Hui Liu was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Hui Liu Customer Complaint
Hui Liu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant gave Hui Liu $9, 000 to be deposited into his life insurance policy at meeting. The complainant has since reviewed the policy, and there is no receipt of the transaction taking place. Hui Liu’s customer complaint was denied and, to date, the customer has not taken any further action.
Hui Liu Red Flags & Your Rights As An Investor
Of course, Hui Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hui Liu at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Hui Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To Hui Liu
If you have questions about MML Investors Services, MSI Financial Services, and/or Hui Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.