DID HARVEY STUART BERK CAUSE YOU INVESTMENT LOSSES?
Harvey Berk of Kestra Investment Services, Kestra Advisory Services, and Formerly with LPL Financial Has Two Customer Complaints for Alleged Broker Misconduct
Who is Harvey Berk of Kestra Investment Services?
Harvey Berk (CRD #705380) who is currently registered with Kestra Advisory Services, Kestra Investment Services, and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Kestra Advisory Services, Kestra Investment Services, Harvey Berk was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Harvey Berk Customer Complaints
Harvey Berk has been the subject of at least 2 customer complaints that we know about. The allegations made in one of the FINRA reported customer complaints for investment losses were customer complained that her investments did not keep pace with her distributions from her account and alleged that the advisor should have recommended different investments.
The other complaint related to the suitability of the investments. Both of Harvey Berk’s customer complaints were settled in favor of the investors.
Harvey Berk Red Flags & Your Rights as An Investor
Of course, Harvey Berk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harvey Berk at Kestra Advisory Services, Kestra Investment Services, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Harvey Berk has engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Kestra Investment Services and LPL Financial Due to Harvey Berk
If you have questions about Kestra Advisory Services, Kestra Investment Services, LPL Financial, and/or Harvey Berk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.