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Harry Barth of Crown Capital Securities L.P. And Secura Financial Has Two Customer Complaints for Alleged Broker Misconduct

Who is Harry Barth of Crown Capital Securities L.P.?

Harry Barth (CRD #13891) who is currently registered with Crown Capital Securities L.P., Secura Financial and located in Orange, California is a subject of one of our many securities industry sales practice abuse investigations.

Harry Barth Customer Complaints

Harry Barth has been the subject of at least 2 customer complaints that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Claimant alleges claims, including suitability, for investments made in illiquid products. One of the customer complaints was settled in favor of investors.

The other customers’ complaint filed against Harry Barth’s current employers Crown Capital Securities L.P., J.W. Cole Financial, and LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report.

Harry Barth Red Flags & Your Rights as An Investor

Of course, Harry Barth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harry Barth at Crown Capital Securities L.P. and Secura Financial on alert to review carefully the activity and performance of their accounts and question whether Harry Barth has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Crown Capital Securities L.P. and Secura Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Crown Capital Securities L.P. Due To Harry Barth

If you have questions about Crown Capital Securities L.P., Secura Financial, and/or Harry Barth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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