DID GREGORY PAUL PATRICK CAUSE YOU INVESTMENT LOSSES?
Gregory Patrick Of Spartan Capital Securities And Formerly With National Securities, Garden State Securities And Garden State Investment Advisory Services and Has A Customer Complaint For Alleged Broker Misconduct
Who is Gregory Patrick of Spartan Capital Securities?
Gregory Patrick (CRD #5607936) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Gregory Patrick was associated with National Securities, Garden State Securities, Garden State Investment Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Gregory Patrick Customer Complaint
Gregory Patrick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable recommendations. The customer complaint filed against Gregory Patrick’s current employer Spartan Capital Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
Gregory Patrick Red Flags & Your Rights As An Investor
Of course, Gregory Patrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Patrick at Spartan Capital Securities, National Securities, Garden State Securities, and Garden State Investment Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Patrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, National Securities, Garden State Securities, and Garden State Investment Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Gregory Patrick
If you have questions about Spartan Capital Securities, National Securities, Garden State Securities, Garden State Investment Advisory Services, and/or Gregory Patrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.