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Gregory Ellis Gann with LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Gregory E. Gann with LPL Financial LLC?

Gregory Gann (CRD #2144505) who is currently registered with LPL Financial LLC and located in Baltimore, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gregory Gann was associated with two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  

Gregory Gann Broker Misconduct

In his career, Gregory Gann has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against Gregory Gann’s current employer LPL Financial LLC for investment losses caused by his alleged misconduct are pending.

Allegations Against Gregory Gann  

A sample of the allegations made in the FINRA reported arbitration claim pending complaints for investment losses are as follows:

  • Claimant alleges that he received poor advice in the financial advisor and that the recommendations made to invest in a REIT was unsuitable.
  • Claimant alleges that it was solicited to invest in Northstar Healthcare REIT without disclosure of the risk of the investment or the high commissions received by the financial advisor selling the product. The claims alleged were for fraud, misrepresentation, breach of fiduciary duty, violations of FINRA Rules, and breach of contract.

Gregory Gann Red Flags & Your Rights As An Investor

Of course, Gregory Gann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Gann at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Gann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC

If you have questions about LPL Financial LLC and/or Gregory Gann and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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