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Gregory Foster Of UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gregory Foster of UBS Financial Services?

Gregory Foster (CRD #1532735) who is currently registered with UBS Financial Services and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Gregory Foster Customer Complaints

Gregory Foster has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All 3 of Gregory Foster’s customer complaints were settled in favor of investors.

Allegations Against Gregory Foster

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Gregory Foster failed to place a stop loss order on his investment in XOXO Communications.
  • Clients alleged Gregory Foster did not follow instructions and liquidate stocks.
  • The client alleged his instructions to liquidate his account were allegedly not followed by Gregory Foster.

Gregory Foster Red Flags & Your Rights As An Investor

Of course, Gregory Foster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Foster at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Foster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Gregory Foster

If you have questions about UBS Financial Services and/or Gregory Foster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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