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Greg Thogersen Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Greg Thogersen of UBS Financial Services?

Greg Thogersen (CRD #4662712) who is currently registered with UBS Financial Services and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Greg Thogersen Customer Complaint

Greg Thogersen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were his financial advisor, Greg Thogersen, sold him various structured notes with a misleading upside and downside principle protection assurance. The client further alleged he was told his principal would be protected and only the interest dividend would be the only variable at risk. The client finally alleged his portfolio was exposed to very high risk with these structured notes. Greg Thogersen’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Greg Thogersen Red Flags & Your Rights As An Investor

Of course, Greg Thogersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Greg Thogersen at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Greg Thogersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Greg Thogersen

If you have questions about UBS Financial Services and/or Greg Thogersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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