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Gary Knadle Of The GMS Group Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Gary Knadle of The GMS Group?

Gary Knadle (CRD #837250) who is currently registered with The GMS Group and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Gary Knadle Customer Complaints

Gary Knadle has been the subject of3 customer complaints that we know about. Two of Gary Knadle’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against The GMS Group for investment losses caused by Gary Knadle’s alleged misconduct.

Allegations Against Gary Knadle

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Gary Knadle’s alleged unsuitable recommendations and misrepresentation of investment in certain corporate bonds.
  • Client alleges Gary Knadle’s unsuitable recommendations, Breach of fiduciary duty, negligence, fraud, breach of contract, violation of Securities Exchange Act, section 10(b) and Rule 10b-5.
  • The amount of potential risk involved in the purchases of corporate debt in Lehman Brothers and Citigroup bonds allegedly by Gary Knadle was not disclosed properly.

Gary Knadle Red Flags & Your Rights As An Investor

Of course, Gary Knadle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Knadle at The GMS Group on alert to review carefully the activity and performance of their accounts and question whether Gary Knadle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The GMS Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At The GMS Group Due To Gary Knadle

If you have questions about The GMS Group and/or Gary Knadle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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