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Frank Nickey of CUSO Financial Services L.P. And Formerly with Wells Fargo Advisors Financial Network Has 2 Customer Complaints for Alleged Broker Misconduct

Who is Frank Nickey of CUSO Financial Services L.P.?

Frank Nickey (CRD #4287405) who is currently registered with CUSO Financial Services L.P. and located in Newport News, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Prior to CUSO Financial Services L.P., Frank Nickey was associated with Wells Fargo Advisors Financial Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Frank Nickey Customer Complaints

Frank Nickey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.

There is currently one pending customer complaint filed against RBC Capital Markets and Wells Fargo Advisors Financial Network for investment losses caused by Frank Nickey’s alleged misconduct. One of Frank Nickey’s customer’s complaints was denied and the customers did not take any further action.

Allegations Against Frank Nickey

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The claimant alleges that Frank Nickey recommended unsuitable investments in Puerto Rican Bonds and MLP mutual funds.
  • The customer complains that Frank Nickey allegedly did not liquidate his portfolio when instructed, resulting in additional losses.

Frank Nickey Red Flags & Your Rights as An Investor

Of course, Frank Nickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Frank Nickey at CUSO Financial Services L.P. and Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Frank Nickey has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at CUSO Financial Services L.P.,  RBC Capital Markets, and Wells Fargo Advisors Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at CUSO Financial Services L.P. Due to Frank Nickey

If you have questions about CUSO Financial Services L.P., Wells Fargo Advisors Financial Network, and/or Frank Nickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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