DID FRANK NEESE CAUSE YOU INVESTMENT LOSSES?
Frank Neese of Indiana Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Frank Neese of Indiana Securities, LLC?
Frank Neese (CRD #871154) who is currently registered with Indiana Securities, LLC and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
Frank Neese Customer Complaints
Frank Neese has been the subject of 2 customer complaints that we know about. Two of Frank Neese’s 2 customer complaints were settled in favor of investors.
Allegations Against Frank Neese
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Frank Neese allegedly made a recommendation of an inappropriate investment.
- Customer claims breach of contract and breach of duties allegedly by Frank Neese owed to a client connection with the purchase of corporate debt.
Frank Neese Red Flags & Your Rights As An Investor
Of course, Frank Neese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Neese at Indiana Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Neese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Indiana Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Indiana Securities, LLC Due To Frank Neese
If you have questions about Indiana Securities, LLC and/or Frank Neese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.