DID FRANK J. CALISE CAUSE YOU INVESTMENT LOSSES?
Frank Calise of Securities America, Inc. And Formerly With Questar Asset Management, Inc. and Questar Capital Corporation Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Frank Calise of Securities America, Inc.?
Frank Calise (CRD #3022262), who is currently registered with Securities America, Inc. and located in Scottsdale, Arizona, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Frank Calise was associated with Questar Asset Management, Inc. and Questar Capital Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Frank Calise Customer Complaints
Frank Calise has been the subject of 2 customer complaints that we know about. One of the customer complaints was settled in favor of the investor. The other customer complaint was denied and to date, the customer has not taken any further actions.
Allegations Against Frank Calise
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged that Frank police made misrepresentations, committed fraud and breach of fiduciary duty related to a REIT investment.
- The customer alleged mismanagement of an account.
Frank Calise Red Flags & Your Rights As An Investor
Of course, Frank Calise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Calise at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Calise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Questar Asset Management, Inc. and Questar Capital Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frank Calise
If you have questions about Calise Securities America, Inc., Questar Asset Management, Inc., Questar Capital Corporation and/or Frank Calise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...