| Read Time: 2 minutes | Spartan Capital Securities Complaints |


Fernely Filpo Of J.P. Morgan Securities And Formerly With J.H. Darbie & Co. And Spartan Capital Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Fernely Filpo of J.P. Morgan Securities?

Fernely Filpo (CRD #6434495) who is currently registered with J.P. Morgan Securities and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Fernely Filpo was associated with J.H. Darbie & Co., Spartan Capital Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Fernely Filpo Customer Complaint

Fernely Filpo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were suitability of an equity investment. The customer complaint filed against Fernely Filpo’s former employer Spartan Capital Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Fernely Filpo Red Flags & Your Rights As An Investor

Of course, Fernely Filpo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernely Filpo at J.P. Morgan Securities, J.H. Darbie & Co., and Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether Fernely Filpo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, J.H. Darbie & Co., and Spartan Capital Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Fernely Filpo

If you have questions about J.P. Morgan Securities, J.H. Darbie & Co., Spartan Capital Securities, and/or Fernely Filpo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars