| Read Time: 2 minutes | Berthel Fisher Complaints |

DID FARRUKH KAZMI CAUSE YOU INVESTMENT LOSSES?

Farrukh Kazmi Of Berthel, Fisher & Company Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Farrukh Kazmi of Berthel, Fisher & Company Financial Services, Inc.?

Farrukh Kazmi (CRD #2855915) who currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Moorestown, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.  

Farrukh Kazmi Customer Complaints

Farrukh Kazmi has been the subject of 3 customer complaints that we know about to recover investment losses. All 3of Farrukh Kazmi customer complaints resulted in settlements in favor of investors.

Allegations Against Farrukh Kazmi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations and unsuitable investment recommendations of REIT and business development company investments
  • Unsuitable and misrepresented REIT and business development company investments
  • Failure to execute order in client’s accounts

Farrukh Kazmi Red Flags & Your Rights As An Investor

Of course, Farrukh Kazmi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farrukh Kazmi at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farrukh Kazmi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Farrukh Kazmi

If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Farrukh Kazmi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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