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Ernest Charles Robinson Jr With Dawson James Securities, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Ernest C. Robinson Jr with Dawson James Securities, Inc.?

Ernest Robinson (CRD #2730058) who is currently registered with Dawson James Securities, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Dawson James Securities, Inc., Ernest Robinson was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ernest Robinson also had his regulatory problem with the State of Florida Department of Banking and Finance for allegedly selling unregistered securities.  He was ordered to cease-and-desist and fined for that alleged misconduct.

Dawson James Securities, Inc. Broker Misconduct

In his career, Ernest Robinson has been the subject of 3 customer complaints that we know about, 2 of those complaints were filed in the last two years to recover investment losses.

One of Ernest Robinson’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Ernest Robinson’s current employer Dawson James Securities, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Ernest Robinson

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged that Ernest Robinson falsified records, made misrepresentations, recommended unsuitable transactions, engaged in unauthorized trading, and churned his account.
  • The claimant alleged breach of fiduciary duty and negligence in the management of his account.
  • The claimant alleged material promissory misstatements and unsuitable investment recommendations.

Ernest Robinson Red Flags & Your Rights as An Investor

Of course, Ernest Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Ernest Robinson at Dawson James Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ernest Robinson has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Dawson James Securities, Inc. about Ernest Robinsonalso raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Dawson James Securities, Inc.

If you have questions about Dawson James Securities, Inc. and/or Ernest Robinson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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