DID ERIK LOWELL HAWORTH CAUSE YOU INVESTMENT LOSSES?
Erik Haworth Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Erik Haworth of Thrivent Investment Management?
Erik Haworth (CRD #6252920) who is currently registered with Thrivent Investment Management and located in Monroe, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
Erik Haworth Customer Complaint
Erik Haworth has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she did not receive information about her variable annuity contract at the time of sale or a copy of the contract. Erik Haworth’s customer complaint was denied and, to date, the customer has not taken any further action.
Erik Haworth Red Flags & Your Rights As An Investor
Of course, Erik Haworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Haworth at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Erik Haworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Erik Haworth
If you have questions about Thrivent Investment Management and/or Erik Haworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.