| Read Time: 2 minutes | Kestra Investment Complaints |

DID ERIC STEPHEN MATTHEW KEE CAUSE YOU INVESTMENT LOSSES?

Eric Kee Of Kestra Investment Services, LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Eric Kee of Kestra Investment Services, LLC And Formerly With Royal Alliance Associates, Inc.?

Eric Kee (CRD #2718062) who is currently registered with Kestra Investment Services, LLC and located in Lakewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kestra Investment Services, LLC, Eric Kee was associated with Royal Alliance Associates, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Eric Kee Customer Complaint

Eric Kee has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a business development company investment. Eric Kee’s customer complaint was denied and, to date, the customer has not taken any further action.

Eric Kee Red Flags & Your Rights As An Investor

Of course, Eric Kee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Kee at Kestra Investment Services, LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Kee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Eric Kee

If you have questions about Kestra Investment Services, LLC, Royal Alliance Associates, Inc. and/or Eric Kee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...