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Eric Johnson Of Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Eric Johnson of Raymond James Financial Services, Inc.?

Eric Johnson (CRD #2592384) who is currently registered with Raymond James Financial Services, Inc. and located in Boulder, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Eric Johnson Customer Complaints

Eric Johnson has been the subject of 4 customer complaints that we know about, which were filed to recover investment losses. One of Eric Johnson’s 4 customer complaints resulted in an Award in favor of the investor. One of Eric Johnson’s customer complaints was settled in favor of the investor.  Two of Eric Johnson’s customer complaints were denied and, to date, the customers have not taken any further action. 

Allegations Against Eric Johnson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, fraud, and unjust enrichment related to unspecified securities products.
  • Unsuitable investment recommendations, overconcentration, breach of fiduciary duty, negligence related to unit investment trust investments.
  • Unsuitable investment recommendations of common and preferred stock.

Eric Johnson Red Flags & Your Rights As An Investor

Of course, Eric Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Johnson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Johnson

If you have questions about Raymond James Financial Services, Inc. and/or Eric Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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