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Enrico Franco of TFS Securities, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Enrico Franco of TFS Securities, Inc.?

Enrico Franco (CRD #212661) who is currently registered with TFS Securities, Inc. and located in Lincroft, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. He was also suspended by FINRA for 5 years for failing to pay an arbitration award.

Enrico Franco Customer Complaint

Enrico Franco has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the Claimant believes rep placed his retirement assets into speculative/high commission alternative investments that were unsuitable; believes majority of his retirement assets were lost under reps care and guidance. The customer complaint filed against Enrico Franco’s current employer TFS Securities, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Enrico Franco Red Flags & Your Rights As An Investor

Of course, Enrico Franco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Enrico Franco at TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Enrico Franco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TFS Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TFS Securities, Inc. Due To Enrico Franco

If you have questions about TFS Securities, Inc., and/or Enrico Franco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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