DID EDWARD EARL SPENCE CAUSE YOU INVESTMENT LOSSES?
Edward Spence of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct
Edward Spence (CRD #1017971) who is currently registered with Equitable Advisors, LLC and located in Goldsboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.
Edward Spence Customer Complaint
Edward Spence has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges Edward Spence sold her unsuitable real estate securities in her investment plan. Edward Spence’s customer complaint was denied and the customers did not take any further action.
Edward Spence Red Flags & Your Rights As An Investor
Of course, Edward Spence did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Spence at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Spence has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Edward Spence
If you have questions about Equitable Advisors, LLC and/or Edward Spence and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.