DID EDMOND JOHN PHILLIPS CAUSE YOU INVESTMENT LOSSES?
Edmond Phillips Formerly With Raymond James Financial Services, Inc. And Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Edmond Phillips formerly with Raymond James Financial Services, Inc.?
Edmond Phillips (CRD # 2592097) who was formerly registered with Raymond James Financial Services, Inc. and located in Bokeelia, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Edmond Phillips was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Edmond Phillips Customer Complaint
Edmond Phillips has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to common stock and preferred stock transactions in a managed account. Edmond Phillips’ customer complaint was denied, and, to date, the customer has not taken any further action.
Edmond Phillips Red Flags & Your Rights As An Investor
Of course, Edmond Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edmond Phillips at Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edmond Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Edmond Phillips
If you have questions about Raymond James Financial Services, Inc., Ameriprise Financial Services, Inc., and/or Edmond Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.