DID EARLE WOOD EVANS CAUSE YOU INVESTMENT LOSSES?
Earle Evans Formerly With Vestech Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Earle Evans formerly with Vestech Securities, Inc.?
Earle Evans (CRD #202874) who was formerly registered with Vestech Securities, Inc. and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vestech Securities, Inc., Earle Evans was associated with Oakbridge Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Over the years, Earle Evans has been the subject of 3 regulatory actions. In Kansas, an order of prohibition and fine was issued. FINRA censured him 2 times and fined him $10,000 and $5,000 as alleged violations of FINRA rules.
Earle Evans Customer Complaints
Earle Evans has been the subject of 3 customer complaints that we know about. One of Earle Evans’ 3 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Vestech Securities, Inc. for investment losses caused by Earle Evans’ alleged misconduct.
Allegations Against Earle Evans
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customers made several investments based upon Earle Evans recommendations in oil and gas sector and that were unsuitable and that did not perform to the expectations of the claimants based upon representations made to them.
- The customer alleged Earle Evans recommended unsuitable investments in Oil and Gas products.
Earle Evans Red Flags & Your Rights As An Investor
Of course, Earle Evans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earle Evans at Vestech Securities, Inc. and Oakbridge Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Earle Evans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vestech Securities, Inc. and Oakbridge Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vestech Securities, Inc. Due To Earle Evans
If you have questions about Vestech Securities, Inc., Oakbridge Financial Securities, and/or Earle Evans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.