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Earl Davis Of Woodmen Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Earl Davis of Woodmen Financial Services, Inc.?

Earl Davis (CRD #4528078) who is currently registered with Woodmen Financial Services, Inc. and located in Paducah, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  

Earl Davis Customer Complaints

Earl Davis has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. One of Earl Davis’ 2 customer complaints was settled in favor of the investor. One of Earl Davis’ customer complaints was denied, and, to date, the customer has not taken any further action. 

Allegations Against Earl Davis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow customer’s instructions with respect to investments and subaccounts of variable annuity.
  • Misrepresentation of variable annuity and risks associated there with.

Earl Davis Red Flags & Your Rights As An Investor

Of course, Earl Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Davis at Woodmen Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Earl Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodmen Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodmen Financial Services, Inc. Due To Earl Davis

If you have questions about Woodmen Financial Services, Inc. and/or Earl Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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