DID DWAYNE WESLEY POWELL CAUSE YOU INVESTMENT LOSSES?
Dwayne Powell Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has A Customer Complaint For Alleged Broker Misconduct
Who is Dwayne Powell of Robert W. Baird?
Dwayne Powell (CRD #4506137) who is currently registered with Robert W. Baird and located in Hendersonville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Dwayne Powell was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Dwayne Powell Customer Complaint
Dwayne Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that account losses were caused by lack of communication and misinformation on the part of the Financial Advisor. Dwayne Powell’s customer complaint was denied and, to date, the customer did not take any further action.
Dwayne Powell Red Flags & Your Rights As An Investor
Of course, Dwayne Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dwayne Powell at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Dwayne Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Robert W. Bair Due To Dwayne Powell
If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Dwayne Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.