| Read Time: 2 minutes |

DID DUSTIN J SPETH CAUSE YOU INVESTMENT LOSSES?

Dustin Speth Of Fidelity Brokerage Services LLC And Formerly With Strategic Advisers LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Dustin Speth of Fidelity Brokerage Services LLC?

Dustin Speth (CRD #4408762) who is registered with Fidelity Brokerage Services LLC and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Dustin Speth was associated with Strategic Advisers LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Dustin Speth Customer Complaint

Dustin Speth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation of a managed account. Dustin Speth’s customer complaint was denied and, to date, the customer has not taken any further action.

Dustin Speth Red Flags & Your Rights As An Investor

Of course, Dustin Speth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Speth at Fidelity Brokerage Services LLC and Strategic Advisers LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Speth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Strategic Advisers LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Dustin Speth

If you have questions about Fidelity Brokerage Services LLC, Strategic Advisers LLC and/or Dustin Speth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...