| Read Time: 2 minutes |

DID DOUGLAS DIGIORNO CAUSE YOU INVESTMENT LOSSES?

Douglas Digiorno Of UBS Financial Services Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Douglas Digiorno of UBS Financial Services Inc.?

Douglas Digiorno (CRD #2702739) who is currently registered with UBS Financial Services Inc. and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Douglas Digiorno Customer Complaint

Douglas Digiorno has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his line of credit and aggressive portfolio were unsuitable in light of his age and retirement. The customer complaint filed against Douglas Digiorno’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Douglas Digiorno Red Flags & Your Rights As An Investor

Of course, Douglas Digiorno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Digiorno at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Digiorno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Douglas Digiorno

If you have questions about UBS Financial Services Inc. and/or Douglas Digiorno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...