DID DOUGLAS JAMES CARSON CAUSE YOU INVESTMENT LOSSES?
Douglas Carson Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Douglas Carson formerly with Edward Jones?
Douglas Carson (CRD #5366691) who was formerly registered with Edward Jones and located in Staunton, Virginia is a subject of one of our many securities industry sales practice abuse investigations.
Douglas Carson Customer Complaint
Douglas Carson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Douglas Carson failed to advise her of the tax implications of mutual fund exchanges, if she had been so advised, she would not have done the exchanges. Douglas Carson’s customer complaint was settled in favor of the investors.
Douglas Carson Red Flags & Your Rights As An Investor
Of course, Douglas Carson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Carson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Carson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Carson
If you have questions about Edward Jones and/or Douglas Carson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.