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Donald Smith Formerly With Provident Private Capital Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Donald Smith formerly with Provident Private Capital Partners, Inc.?

Donald Smith (CRD # 1134141) who was formerly registered with Provident Private Capital Partners, Inc. and located in Erie, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  

Donald Smith Customer Complaint

Donald Smith has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were violation of the Pennsylvania Unfair Trade Practices and Consumer Protection Apple law, negligence, fraud, violation of FINRA rules and the Pennsylvania Securities Act. The customer complaint filed against Donald Smith’s former employer Provident Private Capital Partners, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Donald Smith Red Flags & Your Rights As An Investor

Of course, Donald Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Smith at Provident Private Capital Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Provident Private Capital Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Provident Private Capital Partners, Inc. Due To Donald Smith

If you have questions about Provident Private Capital Partners, Inc. and/or Donald Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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