| Read Time: 2 minutes |

DID DONALD RAY SCHROCK CAUSE YOU INVESTMENT LOSSES?

Donald Schrock Formerly With Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Donald Schrock formerly with Voya Financial Advisors?

Donald Schrock (CRD #2126029) who was formerly registered with Voya Financial Advisors and located in Lynden, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Donald Schrock Customer Complaints

Donald Schrock has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Donald Schrock’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Donald Schrock

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Allegations included loss in account value of 95% of original contribution caused by Donald Schrock.
  • The customer alleged, inter alia, Donald Schrock’s failure to follow standing instructions to place stop loss orders for all investments.

Donald Schrock Red Flags & Your Rights As An Investor

Of course, Donald Schrock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Schrock at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Donald Schrock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Donald Schrock

If you have questions about Voya Financial Advisors and/or Donald Schrock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...