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Donald Joyal Of Royal Alliance Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Donald Joyal of Royal Alliance Associates, Inc.?

Donald Joyal (CRD #2397903) who is currently registered with Royal Alliance Associates, Inc. and located in Plymouth, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  

Donald Joyal Customer Complaints

Donald Joyal has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. One of Donald Joyal’s 3 customer complaints was settled in favor of investor. Two of Donald Joyal’s customer complaints were denied and, to date, the customers have not taken any further action. 

Allegations Against Donald Joyal

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose mutual fund share expenses.
  • Customer alleged he did not request changes to subaccount at allocation and variable annuities and that the reallocation was unsuitable for him.
  • Unsuitable recommendation of variable annuity.

Donald Joyal Red Flags & Your Rights As An Investor

Of course, Donald Joyal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Joyal at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Joyal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Donald Joyal

If you have questions about Royal Alliance Associates, Inc. and/or Donald Joyal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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