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DID DIMITRIOS AIVALIOTIS CAUSE YOU INVESTMENT LOSSES?

Dimitrios Aivaliotis of Pinnacle Investments and Formerly with Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities Has 3 Customer Complaints for Alleged Broker Misconduct

Who is Dimitrios Aivaliotis of Pinnacle Investments?

Dimitrios Aivaliotis (CRD #3174376) who is currently registered with Pinnacle Investments and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Prior to Pinnacle Investments, Dimitrios Aivaliotis was associated with Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, Tryco Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Dimitrios Aivaliotis Customer Complaints

Dimitrios Aivaliotis has been the subject of 3 customer complaints that we know about. One customer complaint resulted in an arbitration award in the investor’s favor. Two of Dimitrios Aivaliotis’ 3 customer complaints were settled in favor of investors.

Allegations Against Dimitrios Aivaliotis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Dimitrios Aivaliotis’ alleged failure to execute a stop-loss order.
  • Dimitrios Aivaliotis allegedly committed churning, negligence, unsuitability, unauthorized trading, breach of contract.
  • Claimants allege overconcentration, breach of fiduciary duty/contract, common law fraud, negligent supervision, negligent hiring, and a violation of the California Securities Act by Dimitrios Aivaliotis.

Dimitrios Aivaliotis Red Flags & Your Rights as An Investor

Of course, Dimitrios Aivaliotis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dimitrios Aivaliotis at Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities on alert to review carefully the activity and performance of their accounts and question whether Dimitrios Aivaliotis has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, and Tryco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Pinnacle Investments Due to Dimitrios Aivaliotis

If you have questions about Pinnacle Investments, Avenir Financial Group, Brookville Capital Partners, Newbridge Securities, SW Financial, Tryco Securities, and/or Dimitrios Aivaliotis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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