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Desmond Clark Formerly With J.W. Cole Financial, Inc., Institutional Securities Corporation, And MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Desmond Clark formerly with J.W. Cole Financial, Inc.?

Desmond Clark (CRD #5639333) who was formerly registered with J.W. Cole Financial, Inc. and located in St. Charles, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.W. Cole Financial, Inc., Desmond Clark was associated with Institutional Securities Corporation, MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Desmond Clark Customer Complaint

Desmond Clark has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of alternative investments. Desmond Clark’s customer complaint was settled in favor of the investors.

Desmond Clark Red Flags & Your Rights As An Investor

Of course, Desmond Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Desmond Clark at J.W. Cole Financial, Inc., Institutional Securities Corporation, and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Desmond Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, Inc., Institutional Securities Corporation, and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.W. Cole Financial, Inc. Due To Desmond Clark

If you have questions about J.W. Cole Financial, Inc., Institutional Securities Corporation, MML Investors Services, LLC, and/or Desmond Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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