| Read Time: 2 minutes |

DID DENNIS MARK GOLDY CAUSE YOU INVESTMENT LOSSES?

Dennis Goldy Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Dennis Goldy formerly with Wells Fargo Clearing Services, LLC?

Dennis Goldy (CRD #224712) who was formerly registered with Wells Fargo Clearing Services, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Dennis Goldy Customer Complaint

Dennis Goldy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment strategy. Dennis Goldy’s customer complaint was denied and, to date, the customer has not taken any further action.

Dennis Goldy Red Flags & Your Rights As An Investor

Of course, Dennis Goldy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Goldy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis Goldy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Dennis Goldy

If you have questions about Wells Fargo Clearing Services, LLC and/or Dennis Goldy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...