| Read Time: 2 minutes | Berthel Fisher Complaints |

DID DENNIS MICHAEL FEARING CAUSE YOU INVESTMENT LOSSES?

Dennis Fearing Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Dennis Fearing formerly with Berthel, Fisher & Company Financial Services, Inc.?

Dennis Fearing (CRD #1288339) who was formerly registered with Berthel, Fisher & Company Financial Services, Inc. and located in Coleraine, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Dennis Fearing Customer Complaints

Dennis Fearing has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of Dennis Fearing’s 4 customer complaints was settled in favor of investor. One of Dennis Fearing’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 2 pending customer complaints filed against Dennis Fearing’s former employer Berthel, Fisher & Company Financial Services, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Dennis Fearing

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty and misrepresentation of the risk of investments and failure to disclose excessive fees related to REITs and business development companies.
  • Misrepresentation of insurance policy at point-of-sale.
  • Overconcentration of investments and privately traded products. Misrepresentations and unsuitable investment recommendations of REITs and business development company investments.
  • Unsuitable investment recommendations of REITs and business development company investments along with failure to conduct adequate due diligence of said investments prior to recommendation.

Dennis Fearing Red Flags & Your Rights As An Investor

Of course, Dennis Fearing did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Fearing at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Fearing has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Dennis Fearing

If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Dennis Fearing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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