DID DAVID ROBERT TOPPER CAUSE YOU INVESTMENT LOSSES?
David Topper Of Ameriprise Financial Services, LLC And Formerly With Madison Avenue Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is David Topper of Ameriprise Financial Services, LLC?
David Topper (CRD #5581608) who is currently registered with Ameriprise Financial Services, LLC and located in Vancouver, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, David Topper was associated with Madison Avenue Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Topper Customer Complaint
David Topper has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were all related to fixed indexed annuities and a delay in the transfer of funds. David Topper’s customer complaint was settled in favor of the investors.
David Topper Red Flags & Your Rights As An Investor
Of course, David Topper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Topper at Ameriprise Financial Services, LLC and Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether David Topper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To David Topper
If you have questions about Ameriprise Financial Services, LLC, Madison Avenue Securities, LLC and/or David Topper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.