| Read Time: 2 minutes | Morgan Stanley Complaints |


David Roth Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is David Roth of Morgan Stanley?

David Roth (CRD #5472009) who is currently registered with Morgan Stanley and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.

David Roth Customer Complaint

David Roth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to structured product investment. David Roth’s customer complaint was denied and, to date, the customer has not taken any further action.

David Roth Red Flags & Your Rights As An Investor

Of course, David Roth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roth at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Roth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Roth

If you have questions about Morgan Stanley and/or David Roth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars