DID DAVID W. ROTH CAUSE YOU INVESTMENT LOSSES?
David Roth Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is David Roth of Morgan Stanley?
David Roth (CRD #5472009) who is currently registered with Morgan Stanley and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.
David Roth Customer Complaint
David Roth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to structured product investment. David Roth’s customer complaint was denied and, to date, the customer has not taken any further action.
David Roth Red Flags & Your Rights As An Investor
Of course, David Roth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roth at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Roth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Roth
If you have questions about Morgan Stanley and/or David Roth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.