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David Roberson Of LPL Financial LLP And Formerly With Raymond James & Associates Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is David Roberson of LPL Financial LLP?

David Roberson (CRD #3167646) who is currently registered with LPL Financial LLP and located in Paducah, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLP, David Roberson was associated with Raymond James & Associates Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Roberson Customer Complaints

David Roberson has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 3 of David Roberson’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against David Roberson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of variable annuity
  • Unsuitable recommendations related to mutual fund investments
  • Unsuitable recommendations related to variable annuity investments

David Roberson Red Flags & Your Rights As An Investor

Of course, David Roberson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Roberson at LPL Financial LLP and Raymond James & Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether David Roberson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLP and Raymond James & Associates Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLP Due To David Roberson

If you have questions about LPL Financial LLP, Raymond James & Associates Inc. and/or David Roberson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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