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David Pierce Of Kalos Capital, Inc. And Formerly With Triad Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is David Pierce of Kalos Capital, Inc.?

David Pierce (CRD #4583553) who is currently registered with Kalos Capital, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Kalos Capital, Inc., David Pierce was associated with Triad Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Pierce Customer Complaints

David Pierce has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of David Pierce’s 2 customer complaints were settled in favor of investors.

Allegations Against David Pierce

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty and unsuitable recommendations related to over-concentration of client assets in alternative investments
  • Unsuitable recommendations related to alternative investments

David Pierce Red Flags & Your Rights As An Investor

Of course, David Pierce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Pierce at Kalos Capital, Inc. and Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Pierce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. and Triad Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To David Pierce

If you have questions about Kalos Capital, Inc., Triad Advisors, Inc., and/or David Pierce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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