DID DAVID ALEXIS NICHOLAS CAUSE YOU INVESTMENT LOSSES?
David Nicholas Of World Equity Group, Inc. And Formerly With Taylor Capital Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct
Who is David Nicholas of World Equity Group, Inc.?
David Nicholas (CRD #5211508) who is currently registered with World Equity Group, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to World Equity Group, Inc., David Nicholas was associated with Taylor Capital Management Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Nicholas Customer Complaints
David Nicholas has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of David Nicholas’ customer complaints were settled in favor of investors.
Allegations Against David Nicholas
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Breach of fiduciary duty and negligence regarding real estate securities investment
- Breach of fiduciary duty for unsuitable recommendation related to annuity and mutual fund investments
David Nicholas Red Flags & Your Rights As An Investor
Of course, David Nicholas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nicholas at World Equity Group, Inc. and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether David Nicholas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at World Equity Group, Inc. and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At World Equity Group, Inc. Due To David Nicholas
If you have questions about World Equity Group, Inc., Taylor Capital Management Inc., and/or David Nicholas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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