DID DAVID GRANT CONRAD MORGAN CAUSE YOU INVESTMENT LOSSES?
David Morgan Of National Securities And Formerly With National Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct
Who is David Morgan of National Securities?
David Morgan (CRD #2035526) who is currently registered with National Securities and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities, David Morgan was associated with National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Morgan Customer Complaints
David Morgan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of David Morgan’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by David Morgan’s alleged misconduct.
Allegations Against David Morgan
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- David Morgan’s alleged unsuitable investment recommendations.
- Unsuitable recommendations allegedly made by David Morgan.
David Morgan Red Flags & Your Rights As An Investor
Of course, David Morgan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Morgan at National Securities and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether David Morgan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At National Securities Due To David Morgan
If you have questions about National Securities, National Asset Management, and/or David Morgan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.