DID DAVID SAMUEL LOCKMAN CAUSE YOU INVESTMENT LOSSES?
David Lockman Formerly With The Huntington Investment And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is David Lockman formerly with The Huntington Investment?
David Lockman (CRD #4450854) who was formerly registered with The Huntington Investment and located in Parma, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Huntington Investment, David Lockman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
David Lockman Customer Complaint
David Lockman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were forgery of signature on account application. David Lockman’s customer complaint was denied and, to date, the customer has not taken any further action.
David Lockman Red Flags & Your Rights As An Investor
Of course, David Lockman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lockman at The Huntington Investment and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether David Lockman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment and LPL Financial also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At The Huntington Investment Due To David Lockman
If you have questions about The Huntington Investment, LPL Financial, and/or David Lockman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.