DID DAVID LEE HARRIS CAUSE YOU INVESTMENT LOSSES?
David Harris Formerly With MML Investors Services Has 4 Customer Complaints For Alleged Broker Misconduct
Who is David Harris formerly with MML Investors Services?
David Harris (CRD #1245328) who was formerly registered with MML Investors Services and located in Kingsport, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.
David Harris Customer Complaints
David Harris has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Harris’ 4 customer complaints was settled in favor of investors. Three of David Harris’ customers’ complaints were denied and the customers did not take any further action.
Allegations Against David Harris
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client purchased several variable universal life insurance contracts. Client alleged policies are unsuitable and that the policies were misrepresented by David Harris.
- It is alleged that David Harris told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses.
- The complainant alleged that the variable life insurance policies that he purchased allegedly by David Harris were unsuitable.
David Harris Red Flags & Your Rights As An Investor
Of course, David Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Harris at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether David Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At MML Investors Services Due To David Harris
If you have questions about MML Investors Services and/or David Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.