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David Harris Formerly With David Harris & Co., Inc. And Chester Harris & Company, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct

Who is David Harris formerly with David Harris & Co., Inc.?

David Harris (CRD #500413) who was formerly registered with David Harris & Co., Inc. and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to David Harris & Co., Inc., David Harris was associated with Chester Harris & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

David Harris Customer Complaints

David Harris has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of David Harris’ 4 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against David Harris’ former employer Chester Harris & Company, Incorporated for investment losses caused by the alleged misconduct.

Allegations Against David Harris

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation of Puerto Rico bonds
  • Negligence and breach of fiduciary duty related recommendation of Puerto Rico bonds
  • Failure to conduct due diligence and suitability analysis related to direct and/or limited partnership investments
  • Breach of contract and fraud related to loan

David Harris Red Flags & Your Rights As An Investor

Of course, David Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Harris at David Harris & Co., Inc. and Chester Harris & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Harris & Co., Inc. and Chester Harris & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At David Harris & Co., Inc. Due To David Harris

If you have questions about David Harris & Co., Inc., Chester Harris & Company, Incorporated, and/or David Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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